PPM.net offers a wide variety of private placement services, including bond creation and offerings, CUSIP, ISIN registration, and 144a assistance. If you are seeking to either create a bond(s), conduct a bond offering, achieve DTC Eligibility, we can help. Our company and team has a long track record of assisting with DTC services and 144A offerings.
Rule 144A, adopted pursuant to the U.S. Securities Act of 1933, as amended (the “Securities Act”) provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of restricted securities to Qualified Institutional Buyers (QIBs), which generally are large institutional investors with over $100 million in investable assets. When a broker or dealer is selling securities such as a or debenture, in reliance on Rule 144a, it is subject to the condition that it may not make offers to individuals other than those it reasonably believes to be Qualified Institutional Buyers.
Since 1990, the Nasdaq Stock Market offers a compliance review process which grants Depository Trust & Clearing Corporation (DTCC) book-entry access to 144A securities. PPM.net can assist in all of your 144a requirements.
DTCC Registration (The Depository Trust & Clearing Corporation)
PPM.net can assist your company in registering with the The Depository Trust & Clearing Corporation (DTCC). DTCC, via its subsidiaries, provides the following: clearing, settlement and information services for equities; corporate and municipal bonds; government and mortgage-backed securities; market instruments as well as over the counter derivatives. Additionally, DTCC is an industry leader in providing the processing of mutual funds and insurance transactions, as well as linking funds and carriers with their distribution networks. PPM.net can assist in all of your DTCC registration requirements.
If you are seeking to have your company or securities listed on a Euro exchange and need assistance in this process, PPM.net can help. We have helped scores of companies over the years get their securities listed on European clearing firms. Read more below.
PPM.net can assist your firm with bond offerings. Whether you already have bonds in place, including your trust indenture, or you need to create the bonds and thus the bond offerings from scratch, PPM.net can help. In finance, a bond is defined as debt security. In a bond offering, the issuer of the security pledges (and therefore really owes) holders of the debt an assigned interest on the coupon. In other words, Bond Holders are ‘promised’ a certain return on their ‘investment’ for the loan they give. Furthermore, depending on the terms of the bond, the issuer is obligated to pay interest (the coupon) and/or to repay the principal at a later date. This later date is called maturity. A bond, therefore, is a formal contract to repay borrowed with interest at fixed intervals. Often times, the issue will create a private placement memorandum and offer the bonds, via private offering, through the PPM, as opposed to a public bond offering. PPM.net can assist in all of your bond requirements. Many times our clients need European registration or an account for their specific bonds needs. PPM.net can assist with any Euro bond needs.
CUSIP Filing / Number
CUSIP is the universally accepted standard for uniquely classifying financial instruments across exchanges and institutions worldwide. The CUSIP system provides identification and descriptive information for nearly 8.5 million financial instruments. The CUSIP system helps to support accurate and efficient clearance and settlement, and processing of income payments throughout the life cycle of a financial instrument. PPM.net can assist in all of your CUSIP requirements.
ISIN Filing / Number
ISIN, International Securities Identification Number (ISIN), uniquely identifies a security. Securities for which ISINs are issued include bonds, equities, commercial paper and warrants. The ISIN code, in the form of a 12 digit (alpha numerical) code that does not contain information characterizing financial instruments or the business at hand, but only serves for uniform identification of a security at trading and settlement. Securities with which ISINs can and are often used include debt securities, such as bonds, shares, options, derivatives and futures. PPM.net can assist in all of your ISIN requirements.