144A Offering
144-A Services
PPM.net offers a wide variety of private placement services, including bond creation and offerings, CUSIP, ISIN registration, and 144a assistance. If you are seeking to either create a bond(s), conduct a bond offering, or achieve 144A Eligibility, we can help. Our company and team has a long track record of assisting with 144A offerings.
Our 144A Options:
1. PPM.net will conduct the initial analysis to see if your company or securities qualify for 144A Eligibility. Prior to applying for such eligibility, it is important to know whether one’s securities will qualify, otherwise much time and resources could be wasted.
2. Conduct all necessary work on behalf of our clients and achieve 144A Eligibility for them. This includes the full 144A offering memorandum, trust indenture(s), supporting documentation, acquiring CUSIP(s) and ISIN(s) identifier numbers, linking one with the proper licensed FINRA broker dealer, locating and setting up the relationship with the custodial bank for the bonds, and then, depending on further needs, assisting with other aspects of the 144A offering.
Rule 144A
Rule 144A, adopted pursuant to the U.S. Securities Act of 1933, as amended (the “Securities Act”) provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of restricted securities to Qualified Institutional Buyers (QIBs), which generally are large institutional investors with over $100 million in investable assets. When a broker or dealer is selling securities such as a stock or debenture, in reliance on Rule 144a, it is subject to the condition that it may not make offers to individuals other than those it reasonably believes to be Qualified Institutional Buyers.
Since 1990, the Nasdaq Stock Market offers a compliance review process which grants Depository Trust & Clearing Corporation (DTCC) book-entry access to 144A securities. PPM.net can assist in all of your 144a requirements.
Read more about our 144a and 144a private placement services HERE.
DTCC Registration (The Depository Trust & Clearing Corporation)
PPM.net can assist your company in registering with the The Depository Trust & Clearing Corporation (DTCC). DTCC, via its subsidiaries, provides the following: clearing, settlement and information services for equities; corporate and municipal bonds; government and mortgage-backed securities; money market instruments as well as over the counter derivatives. Additionally, DTCC is an industry leader in providing the processing of mutual funds and insurance transactions, as well as linking funds and carriers with their distribution networks. PPM.net can assist in all of your DTCC registration requirements.
Read more about our DTCC services HERE.
Euro Bond Setup Listing
If you are seeking to create a Euro bond and have it listed n a European exchange or clearing firm and need assistance in this process, PPM.net can help. We have helped scores of companies over the years get their securities listed Euro firms for clearing and settlement. Read more below.
Bond Offerings
PPM.net can assist your firm with bond offerings. Whether you already have bonds in place, including your trust indenture, or you need to create the bonds and thus the bond offerings from scratch, PPM.net can help. In finance, a bond is defined as debt security. In a bond offering, the issuer of the security pledges (and therefore really owes) holders of the debt an assigned interest on the coupon. In other words, Bond Holders are ‘promised’ a certain return on their ‘investment’ for the loan they give. Furthermore, depending on the terms of the bond, the issuer is obligated to pay interest (the coupon) and/or to repay the principal at a later date. This later date is called maturity. A bond, therefore, is a formal contract to repay borrowed money with interest at fixed intervals. Often times, the issue will create a private placement memorandum and offer the bonds, via private offering, through the PPM, as opposed to a public bond offering. PPM.net can assist in all of your bond requirements. Many times our clients need Eurobond registration. PPM.net can assist with any Eurobond or European clearing firm needs.
Read more about our Bond offering services HERE.
CUSIP Filing / Number
CUSIP is the universally accepted standard for uniquely classifying financial instruments across exchanges and institutions worldwide. The CUSIP system provides identification and descriptive information for nearly 8.5 million financial instruments. The CUSIP system helps to support accurate and efficient clearance and settlement, and processing of income payments throughout the life cycle of a financial instrument. PPM.net can assist in all of your CUSIP requirements.
Read more about our CUSIP and our CUSIP filing services HERE.
ISIN Filing / Number
ISIN, International Securities Identification Number (ISIN), uniquely identifies a security. Securities for which ISINs are issued include bonds, equities, commercial paper and warrants. The ISIN code, in the form of a 12 digit (alpha numerical) code that does not contain information characterizing financial instruments or the business at hand, but only serves for uniform identification of a security at trading and settlement. Securities with which ISINs can and are often used include debt securities, such as bonds, shares, options, derivatives and futures. PPM.net can assist in all of your ISIN requirements.
Read more about our ISIN and ISIN filing services HERE.